Hybrid in New York, New York
•
5d ago
SOFT's client located in New York, NY ( Hybrid ) is looking for a Risk Analyst - Personal Trading Compliance Program for a long term contract assignment. Qualifications: Relevant work experience in employee personal investment compliance (FINRA 3110(d) and 3210), or government ethics. Substantive knowledge of financial products (ex., stocks, bonds, alternative investments, funds, IRAs, etc.). Familiar and comfortable working with and presenting data, prior experience with data visualization tool
Easy Apply
Contract
Depends on Experience