Remote
•
7d ago
Duties: As a Legal Assistant, you will strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the Firm s businesses. Responsibilities: Conduct due diligence reviews of clients during the account opening process Conduct monitoring and surveillance of transactions, employee activities or communications Analyze regulations, rules and various proposals Draft and coordinate regulatory updates and compliance bulletins De
Easy Apply
Contract
$20 - $25